Indy to USATF associations: Adopt amendment or die

The U.S. Olympic Committee isn’t the only entity making demands these days. USATF’s national office in Indianapolis has sent its 57 member associations a letter insisting that they adopt new grievance procedures. And Indy isn’t mincing words. They’ve set a drop-dead deadline of October 15, 2008 — or else. The “or else” is vague but ominous: “Failure to (amend and submit your bylaws by this date) may result in your Association’s accreditation level being modified,” says this letter. Okey-dokey. The San Diego-Imperial Association of USATF will vote on the matter tomorrow at its annual elections meeting, for example.


So what brought this about?
Andy Martin, the USATF honcho who wrote the change-or-else letter, hasn’t responded to email inquiries, so I did a little snooping in the bowels of usatf.org (which has no search engine, of course).
According to Regulations 11 and 15 of USATF’s governance manual, member associations have to have grievance procedures in place that meet Indy’s standards.
When it appeared that associations weren’t getting their acts together, the USATF Board of Directors decided on a tough-love approach.
On February 23, 2007, the board passed and circulated a resolution that basically said: If you darn associations don’t fix your grievance procedures, we’ll file a grievance against YOU.
Here’s the upshot of that 2007 resolution:

BE IT THEREFORE RESOLVED that the Board authorizes the Associations Committee to bring grievance proceedings under Regulation 11-C to cause compliance with the Association grievance procedures in Regulation 15-A-1-b; and
BE IT FURTHER RESOLVED that the Board authorizes the Associations Committee to pursue additional grievances under Regulation 11-C against offending Associations and individuals which have failed to process grievances in a timely manner if the Associations Committee reasonably believes that conduct giving rise to the unprocessed grievances constitutes conduct detrimental to the best interests of Athletics or USATF.

From talking to people, I sense two schools of thought:
1. Local associations have been dragging their feet for years on “unprocessed grievances,” and the Mother Ship’s involvement was needed to fix the situation.
2. Local associations with dysfunctional government (like the infamous USATF Colorado Association I’ve written about) end up punting their grievances to the national office when the local folks are too messed up to resolve their own conflicts. Indy, being swamped with grievance crap, had to find a way to kick these conflicts back to the locals.
Under the new grievance procedures, which all associations are supposed to adopt as amendments to their bylaws, Indy is spared the heavy lifting of dealing with internal association politics and conflicts. But what if associations really are too screwed up to handle things themselves?
An appeals process is part of the new grievance procedures, but that might just return things to status quo.
Although I appreciate Indy’s stance that local associations should sleep in their own beds, it’s kind of scary that USATF — a grass-roots, volunteer-based organization — has to shove a procedure down the throats of the grass-roots folks.
One of my local-association sources wrote me:

You are exactly right in your assumption. This is a direct result of the Colorado grievance and where the Colorado Association sits and National sits right now — in its inability to enforce regulations. National has never had governance over the associations. The process just had been never put to the test (until this grievance.)
From what I hear in the grapevine, there are other associations in the process of similar grievances against their own associations.
In my opinion, National is shifting the responsibility because National truly never had the responsibility or authority to enforce regulations. I believe the entire structure of USATF needs to be retooled.

Another local-association official wrote me:

National doesn’t want to be bothered by all these different association grievances. They don’t want to be involved in it and have mandated we amend our bylaws to beef up the associations’ ability to handle grievances. Our own association had a grievance filed in 2006 . . . . We tried to get National involved in it for guidance and they failed to show much interest in helping. . . .
I believe the letter I got from National mandated this amendment. Should we not adopt the amendment that in no uncertain terms they suggested we would not be an accredited association with no votes at the National meeting in Reno.
As far a National making some changes, it is happening as we speak. The USOC is putting pressure for changes to put USATF more focused on Olympic competition and less on all our other activities like Masters, Youth, etc. At this upcoming annual meeting, we will see a decrease in committee board positions where the other constituencies will now have less power.

Anyway, here’s what San Diego-Imperial USATF will be voting on tomorrow night:

Proposed wording:
Amendment of September 17, 2008
Article XIV of the Association By-laws in its entirety shall be replaced by the following
Article /XIV
REDRESS OF GRIEVANCES
A grievance may be any matter within the cognizance of USATF San Diego/Imperial Association as described as follows:
A. Jurisdiction: This Association shall have jurisdiction over all disciplinary and formal grievance proceedings relating to matters that arise within the boundaries of the Association, except sexual misconduct allegations and doping violations which shall be under the jurisdiction of USATF. All penalties imposed by an Association shall be effective only within the jurisdiction of that Association.
B. Association Arbitration Panel: The following shall apply to the appointment and conduct of the Association Arbitration Panel (AAP):
1. Members: The Association Arbitration Panel shall consist of three (3) members – a chair, an at-large member, and an athlete member. There shall also be a first alternate, second alternate, and additional alternates who may be appointed from time to time when any of the three members of the AAP are not available. Members of the AAP shall not be members of the Association Board or Executive Committee.
2. Appointments: Appointments shall be made by the President with the approval of the Association Board. The appointments shall be duly reflected in the minutes of a properly convened Board meeting.
3. Terms: Terms shall commence on January 1 of each even-numbered year.
4. Removal: Members and alternates may be removed for good cause by majority vote of the Association’s Board. Good cause may include, but is not limited to, the following:
a. Dilatory practices: A AAP member who causes or permits delays in the hearing process; and/or
b. Failure to follow procedures: An AAP member who disregards or fails to apply the hearing procedures or other provisions set forth in the Association Bylaws, Association Regulations, USATF Rules, USATF Bylaws, and/or USATF Regulations.
C. Grievances: A grievance may involve any matter, other than sexual misconduct and doping offenses, within the cognizance of USATF that occurs in the jurisdiction of this Association:
1. Grievance Complaints: A Grievance Complaint shall state the following:
a. Detrimental conduct: Conduct detrimental to the best interests of Athletics, USATF, USATF San Diego/Imperial Association has taken place; or
b. USATF violations: A violation of any of USATF’s Bylaws or Operating Regulations and/or of a violation of any of USATF San Diego/Imperial Association Bylaws or Operating Regulations has occurred.
2. Parties: Grievance Complaints may be filed only by and against individuals or entities which were, at the time that the conduct complained of occurred, and at the time the Complaint is filed, members, directors, or officers of USATF or otherwise subject to the jurisdiction of USATF San Diego/Imperial Association. A non-member, former director, or former officer of USATF San Diego/Imperial Association shall be subject to the jurisdiction of USATF San Diego/Imperial Association for the purpose of defending against a Grievance Complaint for an incident that occurred while he or she was a member, a director, or officer of USATF San Diego/Imperial Association or otherwise subject to the jurisdiction of USATF San Diego/Imperial Association. A Grievance Complaint may only be filed by a person or entity affected by the issues raised in the complaint; and
3. Time limit: Grievance Complaints must be filed within one (1) year from the time the complaining party knew or should have known of the act giving rise to the Complaint.
D. Disciplinary matters: USATF San Diego/Imperial Association shall have the authority to discipline any member who, by neglect or by conduct, acts in a manner subject to discipline pursuant to Regulation below.
1. Activities subject to discipline: USATF San Diego/Imperial Association may discipline any member who, by neglect or by conduct:
a. Detrimental conduct: Acts in a manner detrimental to the purposes of USATF, USATF San Diego/Imperial Association, or Athletics;
b. USATF, IAAF, and Sports Act violations: Violates any of the Bylaws, Operating Regulations, or Competition Rules of USATF or the IAAF, or violates the Sports Act;
c. Eligibility violations: Violates the rules of eligibility for Athletics;
2. Time limit: Disciplinary proceedings must be requested within one (1) year from the time the complaining party knew or should have known of the issue giving rise to the request for a disciplinary hearing.
E. Rights of the persons or entities: In all matters subject to this Regulation, all parties shall be provided with fair notice and an opportunity for a hearing prior to the adjudication or imposition of any penalty by the Association or AAP. All parties::
1. Representation: May be represented in any disciplinary, grievance, or Association proceeding by a person(s) who may (but need not) be an attorney;
2. Right to appeal: May appeal any adverse decision in accordance with this Regulation;
3. Attendance at hearing: May be present at any hearing; and
4. Presenting and challenging evidence: Shall have the right to present evidence and witness testimony and to cross-examine witnesses testifying against him, her or it.
F. Initiation of proceedings: Formal grievances shall be initiated as follows:
1. Grievance complaint filing procedures:
a. Filing location: Complaints shall be filed with the Association President and Secretary. The Secretary shall forward a copy of the Complaint to the each party charged in the Complaint;
b. Language: All documents filed and exchanged with respect to this Regulation shall be in English; provided, however, that an original document that is in a foreign language must be submitted along with an English translation. The party submitting the document shall bear the cost of obtaining its translation which shall be conducted by a reputable translator or translation service. In the event of a challenge to the accuracy of a translated document, the panel chairperson may direct USATF to order a translation of the document(s) in question and may allocate the cost of the translation to any party or all parties, as the panel deems appropriate;
c. Basis for the Complaint: The Complaint shall allege clearly the nature of the dispute and, where appropriate, state the specific violation of the Bylaws, Operating Procedures, Competition Rules, or Policies of USATF, USATF San Diego/Imperial Association, or the IAAF;
d. Facts of allegation: Factual allegations shall be separately stated in concise language with one allegation set forth in each numbered paragraph of the Complaint;
e. Signature: The Complaint shall be signed by the person filing the Complaint,
f. Filing fees: A filing fee of One Hundred U.S. Dollars (US$100) must accompany an organization’s complaint and a filing fee of Seventy-five U.S. Dollars (US$75) must be paid by individuals filing a Complaint. The filing fee must be in the form of a certified check or money order made payable to the Association;
2. Failure to comply with Complaint procedures: Complaints that fail to comply with the procedures outlined in this Regulation shall be returned to the filer with instructions explaining the deficiency. A returned Complaint may be re-filed within thirty (30) days of the initial filing. After thirty (30) days, the Complaint will be deemed abandoned;
3. Informal resolution of grievances: Upon receipt of a Grievance Complaint, the President or his/her designee shall make every effort to resolve the dispute through informal means. In disputes pertaining to a specific sport discipline, the President or his/her shall also confer with the chairperson of the sport committee for the discipline involved. All discussions related to the informal resolution of a complaint shall be confidential;
4. Formal resolution: If the informal resolution of the complaint is unsatisfactory to any party, or if a party declines to pursue informal resolution, the party may request that the complaint be resolved by a formal hearing before an AAP panel;
5. Hearing panel: When one party has indicated that the matter cannot be resolved informally, the President or his/her designee shall coordinate the selection of a three-person arbitration panel as detailed in Paragraph B of this regulation.
g. Notice of proceedings: Within thirty (30) days of the commencement of a formal grievance all interested parties and the hearing panel shall be sent the following by the Association Secretary:
1. Documents: A copy of the complaint or other documents giving rise to the proceeding, with any attachments;
2. AAP Members and Contact: The names of the hearing panel members and the address and telephone number of the panel’s chairperson;
3. Association Bylaws: A copy of the text of this Regulation of the USATF San Diego/Imperial Association Bylaws and any other relevant USATF Rule or Regulation; and
4. Other relevant documents: A copy of any specifically identified document(s) related to the dispute.
h. Answer: The person(s) or entity(ies) named in a Complaint (respondent(s)) must submit a written answer to the Association Secretary within thirty (30) days after receipt of the letter notifying respondents that a proceeding has been filed (“Notice of Proceeding”). A copy of the Answer shall be forwarded by the Secretary to the complainant (the party filing the Complaint) and the AAP panel. The failure of respondent(s) to answer within thirty (30) days after the receipt of the Notice of Proceedings will be deemed a waiver by respondent of the opportunity to have a hearing or have an appeal of any adverse decision. Upon such failure, and after confirmation of the receipt of the Notice of Proceeding by all parties, the hearing panel may proceed in the absence of the respondent and may decide the matter with or without a hearing and with or without taking testimony and evidence, as it deems appropriate. If a party raises a hearing panel challenge under para. I. below, the panel chair may extend the time to answer.
i. Challenge to arbitrator(s): Within fourteen (14) days following the receipt of the Notice of Proceedings any party to the hearing may challenge the seating of any AAP panel member, on the ground that the panel member may not be impartial. The panel chairperson may extend the time to answer if a panel member is challenged. Failure to bring a timely challenge against the seating of an AAP arbitrator constitutes a waiver of such challenge.
j. Hearing procedures: The following procedures apply to formal grievance, and other hearings:
1. Pre-hearing conference call: Within five (5) business days of the expiration of the arbitrator challenge the AAP panel chairperson shall conduct a pre-hearing conference by telephone conference call with all parties to discuss scheduling and procedural matters.
2. Date of Hearing: Best efforts should be used to set a convenient time and date for all participants. The AAP hearing panel shall schedule the hearing to take place within thirty (30) days of the initial pre-hearing conference. The hearing date may be delayed beyond the thirty (30) day period only upon a showing to the AAP panel that a substantial injustice would otherwise occur.
3. Location for hearing: Hearings shall be held in-person, unless good cause is shown to the AAP chairperson that holding the hearing by telephone conference call is in the best interest of the sport of Athletics.
a. Reason for request for telephone conference call hearing: If a party requests that the hearing be held by telephone conference call, such request shall be accompanied by a statement identifying the material reasons which the hearing panel should resolve in this venue.
b. Deadline for request: The telephone conference call hearing request must be submitted to the AAP chairperson within ten (10) business days of the receipt of the Notice of Proceedings. Failure to submit a telephone conference call hearing request during the above-described timeframe constitutes a waiver of the right to request a telephone conference call hearing.
4. Delays: If an interested party causes an unnecessary delay, the AAP panel may dismiss the proceeding or, at its discretion, rule against the party causing the delay. If the delay is the result of AAP panel inaction, the President or his/her designee may dismiss the panel and replace it with a new panel. If a party to the proceeding fails to appear at the hearing, then the AAP panel may make a ruling based on available information and the testimony of those present at the hearing;
5. Evidentiary rules: The rules of evidence generally accepted in administrative proceedings shall be applicable to the hearing; the formal rules of evidence shall not apply;
6. Burden of proof: The burden of proof is upon the complainant to prove by a preponderance of the evidence that conduct described in Article XIV C-1 or D-1 above has occurred;
7. Hearing record: An official transcript or recording is highly recommended for hearings conducted by an Association. Any party to the proceedings may retain a court reporter or other competent individual to provide a transcript or recording of the hearing at that party’s own expense. If made, such transcripts or recordings shall become the official record of the proceedings and a copy shall be provided to all parties at their own expense; and
8. Closed hearing: Hearings shall be closed to the public. Witnesses shall attend hearings only as necessary to provide testimony.
k. AAP decisions and opinions: The following shall pertain to AAP final decisions and opinions rendered in hearings and appellate proceedings:
1. Scope of decision: All AAP panel decisions shall be consistent with USATF, USATF San Diego/Imperial Association, and IAAF Rules and Regulations, and the Sports Act. If the implementation of any AAP panel decision and opinion would have a significant budgetary impact on USATF San Diego/Imperial Association, the Budget Committee chair and/or the USATF { San Diego/Imperial Association Treasurer shall review it and report their findings to the Board within thirty (30) days of the issuance of the opinion. In such instances, the decision and opinion shall not become final and binding unless and until approved by the Board. The Board shall determine to what extent any AAP decision and opinion having a significant budgetary impact on USATF San Diego/Imperial Association may be implemented, in light of fiscal considerations, and may remand the matter back to the AAP panel for modification based upon budgetary directives from the Board;
2. Form of decision and opinion: The AAP decision shall state in one or two brief sentences which party the AAP arbitrators have ruled in favor of. The opinion of the AAP panel shall set forth the following:
a. Issue: The question(s) the AAP panel was asked to decide;
b. Arguments: A brief summary of the arguments made by each party;
c. Findings of fact: The findings of fact upon which the panel based its decision;
d. Citations: A citation to the applicable IAAF, USATF, USATF San Diego/Imperial Association, Sports Act, or other applicable rule, bylaw or minutes, reports, guidelines, or other documents upon which the AAP panel decision is based, if any; and
e. Stay provision: Whether the effect of the decision shall be stayed in the event of an appeal, if appropriate;
3. Time frame: An AAP panel shall issue a decision with respect to the disciplinary, formal grievance, or other proceedings within fifteen (15) days after the conclusion of the hearing. The panel shall render a written opinion no later than thirty (30) days after the conclusion of the hearing, or after the submission of any post hearing documentation to the panel.
4. Effect of decision: All AAP panel decisions shall be effective upon the date rendered, unless otherwise stated in the decision.
L. Appeals: The decision of the arbitrators may be appealed pursuant to USATF Regulation 11-P.

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September 16, 2008

One Response

  1. Ken Stone - September 16, 2008

    Andy Martin writes:
    Ken,
    In your blog you indicate I did not respond to your e-mail inquirieS (note; plural) about the memo. I have just checked my email files and the only email I received from you on this topic was the one below that I was blind copied on which means it was not addressed to me. I did not feel compelled to respond to such an inquiry but if this constitutes your email inquirieS I guess I need to begin to rethink which of the over 100 emails I respond to each day (even the ones that are not specifically sent to me).
    Also, the Colorado situation had no bearing on the new provisions in Regulation 15. The new provision, requiring Associations to adopt grievance procedures, was passed in 2004, well before the Colorado grievance was filed. Also, you should note that for years Regulation 11 has indicated that Associations have jurisdiction over all disciplinary and formal grievance proceedings related to matters that arise within their boundaries (except those listed in paragraph A-2). All we have done in recent years is to require the Associations to add the grievance procedures language (as well as a provision on removal of Officers and Sport Committee Chairs). The “do it or die” message (as you put it) comes from the fact that the Associations have now had 3 years to get the new provisions added to their bylaws and the time has come for us to begin reviewing their bylaws to be sure they are in compliance with what is required of them. The upside is that we are doing what has been asked of us for decades – make the Associations accountable to their membership.
    Finally the February 23 memo did not say we would file a grievance against the Association if they failed to hear the grievance. What it said was that if an Association failed to hear a grievance that was filed locally it may be “moved up” to the national level for a NABR hearing.
    Andy Martin
    USATRACK&FIELD / Director of Grass Roots Programs
    Me again: In a reply, I apologized to Andy for saying “inquiries.” I was thinking of the notes I had sent several people, not just him. I thanked him for getting back to me on this.

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